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United States securities law
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#	Item
871	SECURITIES AND EXCHANGE COMMISSION (Release No; File NoJanuary 22, 2015 Automated Matching Systems Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Deter Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-22 14:45:06 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government Finance Securities Act SEC filing United States Securities and Exchange Commission 73rd United States Congress United States securities law
872	Important Notice The Depository Trust Company B #: 0720‐15 Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2015-04-25 12:14:10 Taxation 73rd United States Congress United States Securities and Exchange Commission United States securities law Security Stock market Income tax in the United States Taxation in the United States Depository Trust & Clearing Corporation Financial economics Economics Finance
873	FTBSmall Business Stock Questionaire Add to Reading List Source URL: www.ftb.ca.gov Language: English - Date: 2015-01-02 13:43:39 Corporate finance Financial economics Equity securities Corporate taxation in the United States Law Income tax in Australia Income tax in the United States Corporation Stock Types of business entity Business Stock market
874	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 11, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-11 06:13:10 United States Securities and Exchange Commission Government Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Corporate governance Schedule TO SEC filings United States securities law 73rd United States Congress
875	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 10, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-10 12:21:51 Auditing Corporate governance United States corporate law United States securities law Sarbanes–Oxley Act Saba U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Revenue recognition SEC filings Business Finance
876	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 31, 2015 __________________________________________ Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-31 09:09:57 OTC Markets Group Securities and Exchange Commission Securities Exchange Act Finance Government Financial regulation 73rd United States Congress United States Securities and Exchange Commission United States securities law
877	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 31, 2015 __________________________________________ Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 09:09:57 OTC Markets Group Securities and Exchange Commission Securities Exchange Act Finance Government Financial regulation 73rd United States Congress United States Securities and Exchange Commission United States securities law
878	SinoPac Securities Corporation In Violation of Securities Management Acts Date of Case Ruling: April 15th, 2014 Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-07-21 04:55:51 Securities Exchange Act Financial economics Securities Financial regulation Financial system United States securities law United States Securities and Exchange Commission Bank SinoPac
879	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 13:32:33 Finance 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities Exchange Act Financial adviser Securities and Exchange Commission Financial economics Government United States securities law
880	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-10 15:50:52 Financial regulation Government Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission United States World Group Securities Securities Fraud Deterrence and Investor Restitution Act United States securities law 73rd United States Congress United States Securities and Exchange Commission